David Rosenfield
30+ Years of Experience
FIrm
Website
Offices
111 Broadway
Suite 807
New York, NY 10006
Specializes in
- White Collar Crime
- SEC Investigations and Subpoena Response
- FINRA Investigations
- Executive Officer and Director Investigations
- Internal Investigations and Whistleblower Allegations
- Micro and small cap SEC investigations
- Securities Litigation & Fraud
Criminal Defense and Regulatory Matters
- David has an impressive track record of handling both criminal cases and regulatory matters, successfully representing clients in a wide array of cases, including securities fraud, such as insider trading and "pump and dump" cases, money laundering, bribery, anti-trust, embezzlement, obstruction of justice, and more. His ability to navigate complex legal landscapes is complemented by his skill in conducting corporate internal investigations, which have spanned companies from an internationally recognized art gallery to major financial corporations.
Leading White-Collar Defense Advocate
With over 35 years of expertise, David Rosenfield, Partner at Lucosky Brookman LLP, is renowned for his work in white-collar defense, securities, and healthcare regulatory defense. Formerly Chair of White-Collar Defense at a boutique NYC firm and with experience as an Assistant U.S. Attorney in New Jersey, he’s a recognized authority in securities fraud and corporate compliance.
Beyond Legal Practice
David is a respected authority in his field, having authored numerous articles and appeared on CNBC and Bloomberg News to discuss white-collar criminal matters. He’s served as a speaker and moderator on panels, contributing to discussions on internal investigations and corporate compliance.
Extensive Legal Practice
With over 3 decades of experience, David’s legal expertise spans criminal prosecutions, grand jury investigations, and securities, bank, consumer fraud, and healthcare regulatory matters. He represents clients before federal and state agencies, demonstrating a firm commitment to client defense.
Educational and Professional Achievements
David holds a J.D. from the University of Pennsylvania Law School and a B.A. from The Ohio State University. He is admitted to practice in New York and New Jersey, among other districts.
A Dedicated Legal Advocate
Guided by a steadfast commitment to his clients, David employs a pragmatic approach to law, achieving favorable outcomes in high-profile and discreet cases
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